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Bates Wealth Management, LLC CRD 284892
$15.5M regulatory AUM 32 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-09-28 |
Branch Locations
Los Angeles, CA • United States
Alameda, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bates Wealth Management, Llc | Los Angeles | CA | 09/2016 | Present |
| Sole Proprietor | Los Angeles | CA | 01/2013 | 09/2016 |
1)Life & Health Insurance Agent, Sole Proprietor, 411 Sheffield Rd. Alameda,CA, OWNER/INSURANCE AGENT, INV-RELATED, START 01/2013, 40 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-01 |
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