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172 Lake Street, Hamburg, NY 14075 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-03 |
| NY | RA | APPROVED | 2022-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Wealth Management Inc. | Jamestown | NY | 12/2008 | 08/2021 |
| First Allied Securities Inc. | San Diego | CA | 11/2011 | 08/2021 |
| Brighton Securities Corp | Rochester | NY | 09/2021 | 12/2025 |
| Saperston Legacy Advisors, Inc. | Hamburg | NY | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-20 |
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