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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
| MO | RA | APPROVED | 2017-09-15 |
Branch Locations
3040 Amsdell Rd Suite 207C, Hamburg, NY 14075-5835 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Lakawana | NY | 05/2012 | 09/2016 |
| Key Investment Services Llc | Cheektowaga | NY | 09/2016 | 09/2017 |
| Edward Jones | St. Louis | MO | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-27 |
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