Leona Bess Mitchell

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2022-01-28
NE	RA	APPROVED	2011-02-08
TX	RA	APPROVED_RES	2010-05-01

IA RA
APPROVED

Since 2022-01-28
NE RA
APPROVED

Since 2011-02-08
TX RA
APPROVED_RES

Since 2010-05-01

Branch Locations

13625 California Street Suite 400, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Omaha	NE	04/2010	Present

04/2010 → Present

Morgan Stanley Smith Barney

Omaha, NE

Previous Registrations

2005-05-16 → 2010-04-22

Ubs Financial Services Inc.

Omaha, NE

Omaha, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-06

S66 Uniform Combined State Law Examination

2005-05-06

Other Names

Lee Mitchell
Leona B Mitchell

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

LPL ENTERPRISE, LLC

PFS INVESTMENTS INC.

HILEY HUNT WEALTH MANAGEMENT, INC.

INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK

MARK ALLEN LUDWIG

Nathaniel Phillip Beam

KYLEE LIN SIMON

Jack Edward Wolfgram

Bradley Thomas Kenyon

PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE

EQUITABLE ADVISORS, LLC · OMAHA, NE

MML INVESTORS SERVICES, LLC · Omaha, NE

AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE

CETERA INVESTMENT ADVISERS LLC · OMAHA, NE

LPL ENTERPRISE, LLC · OMAHA, NE

PFS INVESTMENTS INC. · OMAHA, NE

PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

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