Kara K Kobosko

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 05/2022
  Merrill Lynch
  Charlotte, NC
• 03/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  Charlotte, NC
• 06/2022 → 10/2022
  Unemployed
  Cornelius, NC
• 11/2022 → 03/2023
  Bates Group
  Portland, OR

Previous Registrations

• 2014-04-22 → 2022-05-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Fort Mill, SC
  Huntersville, NC
  New York, NY
  Charlotte, NC
  New York, NY
• 2009-06-01 → 2014-03-05
  Morgan Stanley
  Philadelphia, PA
  Fort Lauderdale, FL
• 2008-02-13 → 2009-06-01
  Morgan Stanley & Co. Llc
  Purchase, NY
  Wayne, PA
• 2007-04-24 → 2008-01-10
  Wells Fargo Clearing Services, Llc
  Philadelphia, PA
  Middletown, DE
• 2006-01-05 → 2007-02-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, DE
  Wilmington, DE

Exams

• S66 Uniform Combined State Law Examination
  2006-08-01
• S63 Uniform Securities Agent State Law Examination
  1999-02-15

Other Names

• Kara K Farrell
• Kara Kathleen Farrell
• Kara Kathleen Kobosko
• Kara K Farrell