Karl Herman Ruppert

Current Employers

Employment History

• 11/2010 → 02/2023
  Ubs Financial Services Inc
  New Orleans, LA
• 02/2023 → 09/2024
  Advice2Advisors
  Jupiter, FL
• 09/2024 → Present
  Ameriprise Financial Services, Llc
  Fort Lauderdale, FL

Previous Registrations

• 2010-11-08 → 2023-03-07
  Ubs Financial Services Inc.
  Winston-Salem, NC
  Greensboro, NC
  Raleigh, NC
  Virginia Beach, VA
  Roanoke, VA
  Norfolk, VA
  Richmond, VA
  Chapel Hill, NC
  Wilmington, NC
  West Palm Beach, FL
  Tampa, FL
  Coral Gables, FL
  Coral Gables, FL
• 2009-06-01 → 2010-11-18
  Morgan Stanley
  Raleigh, NC
  Raleigh, NC
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Raleigh, NC
• 1999-01-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Raleigh, NC
  Charleston, SC

Other Businesses

Board of Directors; Ballet Palm Beach; Chairman of the Board; 10357 Ironwood Road, , Palm Beach Gardens, FL, 33410; Not Investment-Related; 11/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Comerica Bank; Employee for Comerica Bank.; Recruit and lead financial advisors.; 100 NE 3rd Avenue, Suite 900, Ft. Lauderdale, FL, 33301; Investment-Related; 09/30/2024; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-15
• S63 Uniform Securities Agent State Law Examination
  1996-02-26

Other Names

• Karl H Ruppert
• Karl Ruppert