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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-24 |
| IL | RA | APPROVED | 1998-03-16 |
Branch Locations
1431 Opus Place Suite 622, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James W. Hogan Cpa | Lombard | IL | 03/1987 | 07/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/1993 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/1998 | Present |
| Hogan & Company/Heartland Payment Systems | Lombard | IL | 08/2011 | 12/2016 |
| Hogan & Company Cpas | Downers Grove | IL | 07/2017 | Present |
| Cornerstone Advisers Llc | Downers Gorve | IL | 07/2015 | Present |
| Calumet Area Industrial Commission | Chicago | IL | 05/2020 | Present |
1) NAME OF OTHER BUSINESS: TRI-TOWN YMCA INVESTMENT RELATED: NO ADDRESS: 105 W. MAPLE AVE. LOMBARD IL 60148 NATURE OF BUSINESS: CHILDCARE, SUMMER CAMPS, AND PROGRAMS START DATE: 4/2010 APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: 1 POSITION: TREASURER DUTIES: BOARD OF DIRECTORS 2) NFP ORG-TREASURER SINCE 4/10: 3) NAME OF OTHER BUSINESS: HOGAN & COMPANY CPAS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING AND TAX PRACTICE START DATE: 3/1987 APX # OF HOURS PER WEEK: VARIES APX # OF HOURS DURING TRADING HOURS: VARIES POSITION: OWNER DUTIES: TAX PREPERATION AND ACCOUNTING SERVICES 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/2017 APX # OF HOURS PER WEEK: 40 APX # OF HOURS DURING TRADING HOURS: 32.5 POSITION: AGENT DUTIES: SELLING LIFE & HEALTH 5) NAME OF OTHER BUSINESS: CORNERSTONE ADVISERS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 7/2015 APX # OF HOURS PER WEEK: VARIES APX # OF HOURS DURING TRADING HOURS: VARIES POSITION: PARTNER DUTIES: DBA 6) NAME OF OTHER BUSINESS: CALUMET AREA INDUSTRIAL COMMISSION; INVESTMENT RELATED: NO ADDRESS: 1000 EAST 111TH ST 7TH FL CHICAGO IL 60628; NATURE OF BUSINESS: NON-PROFIT; START DATE: 5/2020; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PROVIDE ACCOUNTING SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-26 |
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