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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-24
IL RA APPROVED 1998-03-16
  • TX RA
    APPROVED
    Since 2023-02-24
  • IL RA
    APPROVED
    Since 1998-03-16

Branch Locations

1431 Opus Place Suite 622, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James W. Hogan Cpa Lombard IL 03/1987 07/2017
Cetera Financial Specialists Llc Schaumburg IL 12/1993 Present
Cetera Investment Advisers Llc Schaumburg IL 03/1998 Present
Hogan & Company/Heartland Payment Systems Lombard IL 08/2011 12/2016
Hogan & Company Cpas Downers Grove IL 07/2017 Present
Cornerstone Advisers Llc Downers Gorve IL 07/2015 Present
Calumet Area Industrial Commission Chicago IL 05/2020 Present
  • 03/1987 → 07/2017
    James W. Hogan Cpa
    Lombard, IL
  • 12/1993 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/1998 → Present
    Schaumburg, IL
  • 08/2011 → 12/2016
    Hogan & Company/Heartland Payment Systems
    Lombard, IL
  • 07/2017 → Present
    Hogan & Company Cpas
    Downers Grove, IL
  • 07/2015 → Present
    Cornerstone Advisers Llc
    Downers Gorve, IL
  • 05/2020 → Present
    Calumet Area Industrial Commission
    Chicago, IL
Other Businesses

1) NAME OF OTHER BUSINESS: TRI-TOWN YMCA INVESTMENT RELATED: NO ADDRESS: 105 W. MAPLE AVE. LOMBARD IL 60148 NATURE OF BUSINESS: CHILDCARE, SUMMER CAMPS, AND PROGRAMS START DATE: 4/2010 APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: 1 POSITION: TREASURER DUTIES: BOARD OF DIRECTORS 2) NFP ORG-TREASURER SINCE 4/10: 3) NAME OF OTHER BUSINESS: HOGAN & COMPANY CPAS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING AND TAX PRACTICE START DATE: 3/1987 APX # OF HOURS PER WEEK: VARIES APX # OF HOURS DURING TRADING HOURS: VARIES POSITION: OWNER DUTIES: TAX PREPERATION AND ACCOUNTING SERVICES 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/2017 APX # OF HOURS PER WEEK: 40 APX # OF HOURS DURING TRADING HOURS: 32.5 POSITION: AGENT DUTIES: SELLING LIFE & HEALTH 5) NAME OF OTHER BUSINESS: CORNERSTONE ADVISERS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 7/2015 APX # OF HOURS PER WEEK: VARIES APX # OF HOURS DURING TRADING HOURS: VARIES POSITION: PARTNER DUTIES: DBA 6) NAME OF OTHER BUSINESS: CALUMET AREA INDUSTRIAL COMMISSION; INVESTMENT RELATED: NO ADDRESS: 1000 EAST 111TH ST 7TH FL CHICAGO IL 60628; NATURE OF BUSINESS: NON-PROFIT; START DATE: 5/2020; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PROVIDE ACCOUNTING SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-26
  • S63 Uniform Securities Agent State Law Examination
    1994-08-26
Designations
Other Names
  • Jim Hogan

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