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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-20
  • TX RA
    APPROVED
    Since 2012-01-20

Branch Locations

2219 Lamar Ave, Paris, TX 75460-4755 • United States

Paris, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Paris TX 01/2012 03/2020
Ameriprise Financial Services, Llc Paris TX 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Callaway & Callaway LLC; ; pass thru LLC for brokerage business; 2219 Lamar AveParis TX 75460, ,; ; 01/20/2012; 20 to 39 hours per month; . Board of Directors; Kiwanis Club of Paris; Member; PO Box 895Paris TX 75461, ,; Not Investment-Related; 10/01/2013; 1 to 9 hours per month; 0 during trading hours / Texas/Oklahoma District of Kiwanis International Kiwanis; Governor Elect; PO Box 488, , Schulenburg, TX, 78956; Not Investment-Related; 10/01/2026; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-17
  • S63 Uniform Securities Agent State Law Examination
    1994-01-17
Other Names
  • Thom Callaway

View on SEC IAPD

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