Lisa Diane Jones

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 04/2018
  Cambridge Investment Research Inc.
  Fairfield, IA
• 03/2014 → 10/2017
  Lawing Financial , Inc.
  Springfield, MO
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 02/2018 → Present
  Private Client Services
  Springfield, MO

Previous Registrations

• 2014-03-13 → 2017-10-13
  Lawing Financial Inc
  Springfield, MO
  Overland Park, KS
  Springfield, MO
• 2007-01-31 → 2014-03-12
  Msi Financial Services, Inc.
  Springfield, MO
  St. Louis, MO
  Springfield, MO
  Springfield, MO

Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. IAR-SALES AND SERVICE OF FEE BASED ASSET MANAGEMENT AND QUALIFIED RETIREMENT PLANS. 160 HOURS/MO; 140 DURING TRADING HOURS. 2) WOMEN IN FINANCIAL SERVICES. 136 EVERETT RD, ALBANY NY 12205. BOARD MEMEBER. 10 HOURS/MO; 0 DURING TRADING HOURS. 3) VONDA KAY PROPERTIES, LLC. 1656 E FURLOUGH DR, REPUBLIC, MO 65738. MEMEBER. 5 HOURS/ANNUALLY; 0 DURING TRADING HOURS. 4) PCRM, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. SALE OF OUTSIDE SALE AND SERVICE FIXED INSURANCE PRODUCTS THROUGH IMO (QUANTUM). FIXED INSURANCE SALES. 4 HRS/MO; 0 DURING TRADING HRS. 5) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 6) THE FUTURE OF FINANCE FUND, NOT INVESTMENT-RELATED, 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211, SCHOLARSHIP FUND FOR STUDENTS ENTERING FINANCIAL SERVICES PROFESSION, POSITION: BOARD MEMBER AND TREASURER, 0.5 HR/MO, 0 DURING TRADING HRS 7) TIMBER CROSS PROPERTIES, LLC. 3392 BOWGEN PARKWAY, SPRINGFIELD, MO 65807. PROPERTY MANAGEMENT. MEMBER/OWNER. 1 HR/MO; 0 DURING TRADING HRS.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-19
• S63 Uniform Securities Agent State Law Examination
  1995-09-05

Other Names

• Lisa Diane Wilson
• Lisa Diane Nichols