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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-11-12 |
Branch Locations
275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States
Middleton, MA • United States
Middleton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Distributors, Llc | Middleton | MA | 01/2024 | 02/2025 |
| Ameriprise Financial Services, Llc | Auburndale | MA | 11/2025 | Present |
| Unemployed | Middleton | MA | 03/2025 | 10/2025 |
| Putnam Inv./Putnam Retail Management | Andover | MA | 09/2003 | 12/2023 |
Outside Employment; Net Flows, LLC; Associate Financial Advisor; Manage advisory business; 275 Grove Street Suite 1W-305, , Auburndale, MA, 02466; Investment-Related; 11/03/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-28 |
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