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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-06
CO RA APPROVED 2022-01-20
  • TX RA
    APPROVED
    Since 2025-03-06
  • CO RA
    APPROVED
    Since 2022-01-20

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

2000 South Colorado Blvd Tower Two, Suite 1150, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Retirement Planning Specialists, Llc Greenwood Village CO 01/2001 12/2021
Beacon Pointe Advisors, Llc Greenwood Village CO 01/2022 Present
  • 01/2001 → 12/2021
    The Retirement Planning Specialists, Llc
    Greenwood Village, CO
  • 01/2022 → Present
    Greenwood Village, CO
Previous Registrations
  • 1999-01-01 → 2022-03-03
    The Retirement Planning Specialists, Llc
    Greenwood Village, CO
    Greenwood Village, CO
  • 1999-01-01 → 2010-04-07
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-05
S63 Uniform Securities Agent State Law Examination 1994-02-09
  • S65 Uniform Investment Adviser Law Examination
    1995-07-05
  • S63 Uniform Securities Agent State Law Examination
    1994-02-09
Designations

View on SEC IAPD

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