Charles Mikel Thompson

Current Employers

Employment History

• 05/2000 → Present
  Raymond James Financial Servicves, Inc
  Cornelius, NC
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Cornelius, NC
• 05/2014 → Present
  Thompson Wealth Group
  Cornelius, NC
• 08/2024 → Present
  Davie Wealth Group
  Mocksville, NC

Other Businesses

(1)Name of Business: Address: 15934 Dunster Lane, Huntersville, NC, 28078, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: Yes Start Date: 11/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NC real estate licensee with the potential to sell real estate in NC (2)Name of Business: Davie Wealth Group Address: 148 W Water Street, Mocksville, NC, Mocksville, NC, 27028, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Myself and Richard Younts RJ FA 64J8 will be using this as the name of our wealth management business at the Satellite office in Mocksville, NC (3)Name of Business: Lexington Park Properties, LLC Address: 18141 W. Carawba Ave, Cornelius, NC, 28031, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/14/2004 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Purchase and lease rental property, residential and commercial. (4)Name of Business: Thompson Wealth Group Address: 18141 W Catawba Ave, Cornelius, NC, 28031, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/28/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner- s corp for Raymond James financial services business. Name changed to Thompson Wealth Group, Inc Oct 3 2024 (5)Name of Business: Timber Park Properties, LLC Address: 18141 Catawba Ave, Cornelius, NC, 28031, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/20/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is an extension of a previously approved outside activity. Timber Park Properties will hold rental property, including commercial office space. Timber Park Properties manages a vacation home that I own with my sister in Lexington, VA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-19
• S66 Uniform Combined State Law Examination
  2000-08-15
• S63 Uniform Securities Agent State Law Examination
  1994-05-02

Other Names

• Chase Thompson