Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-24
WI RA APPROVED 2024-02-05
  • FL RA
    APPROVED
    Since 2025-02-24
  • WI RA
    APPROVED
    Since 2024-02-05

Branch Locations

N6687 Wrightway Drive, Fond Du Lac, WI 54937 • United States

W6240 Communication Court Suite 1, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth Inc Fond Du Lac WI 02/2024 Present
Ameriprise Financial Services Inc Fond Du Lac WI 08/2007 02/2024
  • 02/2024 → Present
    Fond Du Lac, WI
  • 08/2007 → 02/2024
    Ameriprise Financial Services Inc
    Fond Du Lac, WI
Previous Registrations
Other Businesses

1. Business Ownership; MMT Real Estate, LLC; Owner; Realestate holding; WI 54935; Investment Related; November 2014; 1 to 9 hours per month; 1-9 during trading hours. 2. MMT REAL ESTATE LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2015 ADDRESS: 490 W Rolling Meadows Dr, Fond du lac WI 54937, United States DESCRIPTION: Property holding company. 3. FEUCHT FINANCIAL GROUP, LLC POSITION: Investment advisor/tax preparer/accountant NATURE: Tax planning and preparation, accounting and investments. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 02/06/2024 ADDRESS: N6687 Wrightway Dr, Fond du Lac WI 54937, United States DESCRIPTION: Registered representative, investment advisor, tax planning and preparation, accounting and investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-23
S63 Uniform Securities Agent State Law Examination 1994-04-27
  • S65 Uniform Investment Adviser Law Examination
    1999-11-23
  • S63 Uniform Securities Agent State Law Examination
    1994-04-27
Designations
Other Names
  • Thomas Harmsen
  • Tom Harmsen

View on SEC IAPD

More in Fond Du Lac, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor