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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-24 |
| WI | RA | APPROVED | 2024-02-05 |
Branch Locations
N6687 Wrightway Drive, Fond Du Lac, WI 54937 • United States
W6240 Communication Court Suite 1, Appleton, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth Inc | Fond Du Lac | WI | 02/2024 | Present |
| Ameriprise Financial Services Inc | Fond Du Lac | WI | 08/2007 | 02/2024 |
1. Business Ownership; MMT Real Estate, LLC; Owner; Realestate holding; WI 54935; Investment Related; November 2014; 1 to 9 hours per month; 1-9 during trading hours. 2. MMT REAL ESTATE LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2015 ADDRESS: 490 W Rolling Meadows Dr, Fond du lac WI 54937, United States DESCRIPTION: Property holding company. 3. FEUCHT FINANCIAL GROUP, LLC POSITION: Investment advisor/tax preparer/accountant NATURE: Tax planning and preparation, accounting and investments. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 02/06/2024 ADDRESS: N6687 Wrightway Dr, Fond du Lac WI 54937, United States DESCRIPTION: Registered representative, investment advisor, tax planning and preparation, accounting and investments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-27 |
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