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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-19
  • IL RA
    APPROVED
    Since 2023-09-19

Branch Locations

Glen Ellyn, IL • United States

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Glen Ellyn IL 07/2011 Present
Allspring Funds Distributor, Llc Charlotte NC 09/2023 Present
Allspring Funds Management, Llc Charlotte NC 09/2023 Present
Allspring Global Investment Holdings Llc Charlotte NC 09/2023 Present
  • 07/2011 → Present
    Blackrock
    Glen Ellyn, IL
  • 09/2023 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 09/2023 → Present
    Charlotte, NC
  • 09/2023 → Present
    Allspring Global Investment Holdings Llc
    Charlotte, NC
Previous Registrations
Other Businesses

Update as of January 1, 2026: Name of Business: Foundation for Financial Planning Title update: Immediate Past Chair Investment Related: Non-voting member of investment committee Address: 1425 K Street NW, Suite 602, Washington, DC, 20005 Nature of Other Business: It is a foundation that promotes pro bono financial planning for cancer victims, veterans and marginalized populations in the US Title/Position: Board Member, Finance Chair Start Date: March 2019 approximate number of hours per month: 4 hours per month, Quarterly Board Meetings that are ½ day Number of hours during trading hours: 4 hours per month, Quarterly Board Meetings that are 1/2 day Briefly describe duties: I am immediate past chair of the finance committee and am a non voting member of the committee. I correspond with Budros, Rulin and Roe who is the Investment Advisor for the foundation portfolio.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-05
S63 Uniform Securities Agent State Law Examination 1994-04-21
  • S66 Uniform Combined State Law Examination
    2000-04-05
  • S63 Uniform Securities Agent State Law Examination
    1994-04-21

View on SEC IAPD

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