Anthony P Mazzariello

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-08-16
TX	RA	APPROVED	2022-08-09

MA RA
APPROVED

Since 2022-08-16
TX RA
APPROVED

Since 2022-08-09

Branch Locations

2 First Avenue Suite 102, Peabody, MA 01960 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-09

TX RA
APPROVED

Since 2022-08-09

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

2 First Avenue Suite 102, Peabody, MA 01960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer Funds Distributor, Inc.	New York	NY	09/2009	02/2017
Unemployed	Andover	MA	02/2017	06/2017
W.E. Donoghue & Co., Llc	Norwood	MA	06/2017	03/2018
Northern Lights Distributors, Llc	Omaha	NE	07/2017	03/2018
Edward Jones	St. Louis	MO	04/2018	08/2022
Lincoln	Fort Washington	PA	08/2022	Present
Capital Analytsts	Fort Washington	PA	08/2022	Present

09/2009 → 02/2017

Oppenheimer Funds Distributor, Inc.

New York, NY
02/2017 → 06/2017

Unemployed

Andover, MA
06/2017 → 03/2018

W.E. Donoghue & Co., Llc

Norwood, MA
07/2017 → 03/2018

Northern Lights Distributors, Llc

Omaha, NE
04/2018 → 08/2022

Edward Jones

St. Louis, MO
08/2022 → Present

Lincoln

Fort Washington, PA
08/2022 → Present

Capital Analytsts

Fort Washington, PA

Previous Registrations

2018-04-13 → 2022-08-10

Edward Jones

Andover, MA

St Louis, MO

Tewksbury, MA
2018-04-13 → 2019-12-20

Donoghue Forlines Llc

Boston, MA

Other Businesses

ANTHONY P & DONNA E. MAZZARIELLO, JOINT OWNERS POSITION: Joint Owner with my spouse NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: Old Town Road, Harpswell ME 04066, United States DESCRIPTION: No duties. This is a passive real estate investment involving open land (building lot) for future site of vacation home. NEXUS FINANCIAL ADVISORS, LLC. POSITION: President, Owner, Founder. NATURE: Financial Services Practice INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2026 ADDRESS: 2 First Ave, Suite 102, Peabody MA 01960, United States DESCRIPTION: Currently I am not using the DBA in a public manner. I established it in order to use it in the future to recruit other FAs into the business as partners or under an expense sharing regimen.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-06
S63	Uniform Securities Agent State Law Examination	1994-11-15

S65 Uniform Investment Adviser Law Examination

2018-03-06
S63 Uniform Securities Agent State Law Examination

1994-11-15

Other Names

Anthony P Mazzariello
Tony Mazzariello
Anthony Paul Mazzariello

View on SEC IAPD