William Arthur Baxter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2020
  Cetera Investment Services Llc
  Saint Cloud, MN
• 06/2015 → 07/2020
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2020 → Present
  Lpl Financial, Llc
  Theilman, MN
• 05/2014 → 07/2020
  Cetera Investment Services Llc
  St. Cloud, MN

Previous Registrations

• 2015-06-01 → 2020-07-23
  Cetera Investment Advisers Llc
  Theilman, MN
  Schaumburg, IL

Other Businesses

1. 9/1/2020 - No Business Name - Not Investment Related - Home Based - Real Estate Rental - Started 05/01/2012 - 0 Hours Per Month - Owner of farm land held jointly with wife. Inherited some family farm land which is rented out annually. 2. 9/1/2020 - CarsThatLast - Investment Related - Home Based - Other-YouTube Channel - Started 10/02/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Make videos about cars that last a long time (high mileage).

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-27
• S63 Uniform Securities Agent State Law Examination
  1996-06-06

Other Names

• Bill Baxter
• William Arthur Baxter
• William Baxter