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Robert Timothy Butterworth

Ameriprise Financial Services, LLC

Richmond, VA

Madison, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-05
VA RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2009-10-05
  • VA RA
    APPROVED
    Since 2009-10-05

Branch Locations

1021 E Cary St Ste 1001, Richmond, VA 23219-4051 • United States

Madison, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richmond VA 10/2009 03/2020
Ameriprise Financial Services, Inc. Richmond VA 10/2009 03/2020
Ameriprise Financial Services, Llc Richmond VA 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Richmond, VA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Richmond, VA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Richmond, VA
Previous Registrations
  • 2009-05-27 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Richmond, VA
  • 1999-10-15 → 2009-05-27
    Citigroup Global Markets Inc.
    Charlottesville, VA
    Charlottesville, VA
Other Businesses

Real Estate Ownership; Single Family; 4233 Wolftown Hood Road, , Wolftown, VA, 22748; Not Investment-Related; 11/15/2021.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-16
S63 Uniform Securities Agent State Law Examination 1994-01-27
  • S65 Uniform Investment Adviser Law Examination
    1994-02-16
  • S63 Uniform Securities Agent State Law Examination
    1994-01-27

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

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