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Gregory John Smith

Mission Wealth Management, LP

Santa Barbara, CA

CRD 2438534

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Employer firm

Mission Wealth Management, LP CRD 113057

$17.0B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • FAMILY WEALTH MANAGEMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-11-04
  • CA RA
    APPROVED
    Since 2003-11-04

Branch Locations

1111 Chalapa Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mission Wealth Management Santa Barbara CA 05/2003 01/2020
Mission Wealth Management, Lp Santa Barbara CA 01/2020 Present
Previous Registrations
  • 2003-05-15 → 2004-12-31
    National Planning Corporation
    Santa Barbara, CA
    Santa Barbara, CA
Other Businesses

HEALTH INSURANCE - BLUE CROSS - AGENT - 2.5%; HEALTH INSURANCE - BLUE SHIELD - AGENT - 2.5%;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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