Christian Allen Beliveau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-05
NH	RA	APPROVED	2007-07-27

TX RA
APPROVED_RES

Since 2021-04-05
NH RA
APPROVED

Since 2007-07-27

Branch Locations

Dover, NH • United States

278 Lafayette Rd Ste 11 Bldg E, Portsmouth, NH 03801 • United States

472 High Street, Somersworth, NH 03878 • United States

Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2004-07-23

NH RA
APPROVED

Since 2004-07-23

Branch Locations

Dover, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Dover	NH	07/2007	Present
Northeast Planning Associates, Inc.	Dover	NH	11/2003	Present

07/2007 → Present

Lpl Financial

Dover, NH
11/2003 → Present

Northeast Planning Associates, Inc.

Dover, NH

Previous Registrations

2004-01-15 → 2004-09-29

Mutual Service Corporation

Dover, NH
2000-11-02 → 2003-11-14

Veravest Investment Advisors, Inc.

Portsmouth, NH

Other Businesses

1. 7/19/07 - 1 - AFFILIATED WITH NORTHEAST PLANNING ASSOCIATES INC. - RIA 2 - SELL FIXED INSURANCE PRODUCTS 3. 07/19/07 - CONCEPTS IN BENEFITS / GROUP MEDICAL BENEFITS. 4. 07/19/2007 -DBA ONLY, NORTHEAST PLANNING ASSOCIATES INC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-12
S63	Uniform Securities Agent State Law Examination	1994-01-13

S65 Uniform Investment Adviser Law Examination

1999-02-12
S63 Uniform Securities Agent State Law Examination

1994-01-13

Other Names

Christian A Beliveau

View on SEC IAPD