Nirotam Mahes

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-07

NY RA
APPROVED

Since 2025-07-07

Branch Locations

Cwm Retail, Sales Route 22, Bedford Village, NY 10506 • United States

Pound Ridge, NY • United States

Cwm Retail, Sales 621 Main St, Ridgefield, CT 06877 • United States

Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Astoria Federal Savings	Willinston Park	NY	06/2004	07/2025
Lpl Financial, Llc	Willinston Park	NY	05/2008	07/2025
Citigroup	Bedford	NY	07/2025	Present

06/2004 → 07/2025

Astoria Federal Savings

Willinston Park, NY
05/2008 → 07/2025

Lpl Financial, Llc

Willinston Park, NY
07/2025 → Present

Citigroup

Bedford, NY

Previous Registrations

2021-08-03 → 2025-07-28

Lpl Financial Llc

Garden City, NY

Merrick, NY

East Rockaway, NY

Garden City, NY

Williston Park, NY

Wantagh, NY

Seaford, NY

Wantagh, NY

Garden City, NY

East Meadow, NY

East Islip, NY

Oakdale, NY

East Meadow, NY

New York, NY

New York, NY

Ardsley, NY

Yonkers, NY

White Plains, NY

Yonkers, NY

Yonkers, NY

Bronx, NY

Somers, NY

Other Businesses

1. 11/8/2013: Mahes & Associates - Investment Related - Charlotte, NC & Atlanta, GA - Real Estate Rental - Time Spent 5% - Single Family homes used as rental property investments.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-09-26

S63 Uniform Securities Agent State Law Examination

2000-09-26

View on SEC IAPD