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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED | 2021-06-14 |
| IL | RA | APPROVED | 2020-12-07 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Chicago | IL | 06/2009 | Present |
* 494108 - Facebook Marketplace Ebay; Investment related No; Munster, Indiana; Retail/Online Stores; Other (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 4; Sales/Marketing. *627495 - Barbara Streeter; Investment Related - Yes; Munster, Indiana; Agriculture; owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 1; Administrative, Accounting/Bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-28 |
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