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Libertad Morente Rosenkranz

Npa Asset Management, LLC

Fair Lawn, NJ

CRD 2438208

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Employer firm

Npa Asset Management, LLC CRD 131534

$1.06B regulatory AUM 2,746 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • TACTICAL ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-01-09
  • NJ RA
    APPROVED
    Since 2018-01-09

Branch Locations

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Planning Associates, Inc. Paramus NJ 06/2010 Present
  • 06/2010 → Present
    Nationwide Planning Associates, Inc.
    Paramus, NJ
Previous Registrations
  • 2010-06-08 → 2017-12-31
    Fair Lawn, NJ
  • 2007-06-01 → 2010-06-07
    Cetera Wealth Services, Llc
    Florham Pk, NJ
    Florham Park, NJ
Other Businesses

1. PENN EQUITIES - RECEIVE RESIDUAL INSURANCE COMMISSION. 2. ADVISE CURRENTLY EMPLOYED CLIENTS AS TO PROPER ALLOCATION OF THEIR 401K PLANS. 3. I AM THE PRESIDENT OF THE PWN ACCOUNT ASSOCIATION TRI-STATE. FROM 5/02 TO 5/03. 4. I AM THE AUDITOR OF THE KINDORENO USA ASSOCIATION FROM 10/01 TO 10/03. 5. INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-16
S63 Uniform Securities Agent State Law Examination 1995-02-13
  • S66 Uniform Combined State Law Examination
    2006-03-16
  • S63 Uniform Securities Agent State Law Examination
    1995-02-13
Other Names
  • Libertad Rosenkranz

View on SEC IAPD

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