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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Funds Distributor, Inc. | Boston | MA | 08/1996 | 02/2026 |
| Banc Of America Capital Management Llc | Boston | MA | 07/2005 | 02/2026 |
| Riversource Investments | Minneapolis | MN | 05/2010 | 02/2026 |
| Riversource Fund Distributors, Inc. | Boston | MA | 05/2010 | 02/2026 |
| Commonwealth Financial Network | Waltham | MA | 03/2026 | 04/2026 |
| Spring Ridge Financial Group, Llc | Wyomissing | PA | 03/2026 | 04/2026 |
| Commonwealth Financial Network | Waltham | MA | 04/2026 | Present |
| Spring Ridge Financial Group, Llc | Wyomissing | PA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-13 |
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