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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-11-07 |
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2006-03-14 |
Branch Locations
One Bryant Park Pbig - New York, New York, NY 10036 • United States
200 S Biscayne Blvd Pbig - Florida Pwm, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/1996 | Present |
| Bank Of America, N.A. | New York | NY | 05/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-24 |
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