Ross A Ferrin

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 10/2016
  Axa Advisors, Llc
  New York, NY
• 10/2016 → Present
  Guardian Life Ins
  Greenwood Village, CO
• 12/2016 → 08/2019
  Park Avenue Securities
  Greenwood Village, CO
• 01/2020 → Present
  Lion Street Financial
  Morrison, CO
• 01/2020 → Present
  Lion Street Advisors
  Morrison, CO
• 11/2025 → Present
  Integrity Alliance, Llc.
  Morrison, CO
• 11/2025 → Present
  Integrity Alliance, Llc.
  Morrison, CO

Previous Registrations

• 2020-01-28 → 2025-11-03
  Lion Street Advisors, Llc
  Morrison, CO
• 2017-01-23 → 2019-08-28
  Park Avenue Securities Llc
  Greenwood Village, CO
• 2000-03-20 → 2016-10-31
  Equitable Advisors, Llc
  Greenwood Village, CO
  Grand Junction, CO
  Lakewood, CO

Other Businesses

1) Club Hub LLC, INVESTMENT RELATED - NO;6261 CHIMNEY ROCK TRAIL MORRISON CO 80465; GOLF CLUB RENTAL BUSINESS, SILENT INVESTOR; 1 HR Silent partner in a golf club distribution/rental company Start: 04/26/2018 Address: 6261 Chimney Rock Trail Morrison, CO 80465 0 hrs per month Not investment related 2) OUTFITTERS FOR CHRIST POSITION: Board Member NATURE: They counsel youth by relating life to outdoor activities of a ranch INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: PO Box 140, Yampa CO 80483, United States DESCRIPTION: Board member attending a zoom meeting once per month 3) OAKMONT GROUP POSITION: Sales NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2020 ADDRESS: 1800 West Loop South Suite 1220, Houston TX 77027, United States DESCRIPTION: Interface with clients to talk about insurance needs

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-29
• S63 Uniform Securities Agent State Law Examination
  1994-11-25

Designations

• Chartered Financial Consultant

Other Names

• Ross Arthur Ferrin
• Ross A Ferrin
• Ross Ferrin