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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-08-25 |
| KS | RA | APPROVED | 2026-07-16 |
| CT | RA | APPROVED | 2026-07-10 |
| WV | RA | APPROVED | 2026-06-16 |
| MO | RA | APPROVED | 2026-06-15 |
| OK | RA | APPROVED | 2026-06-12 |
| OH | RA | APPROVED | 2026-05-20 |
| IA | RA | APPROVED | 2026-04-10 |
| AR | RA | APPROVED | 2026-03-20 |
| NJ | RA | APPROVED | 2026-02-24 |
| IN | RA | APPROVED | 2025-08-30 |
| FL | RA | APPROVED | 2024-11-06 |
| VA | RA | APPROVED | 2024-02-20 |
| CA | RA | APPROVED | 2024-01-11 |
| DC | RA | APPROVED | 2024-01-11 |
| HI | RA | APPROVED | 2024-01-11 |
| MD | RA | APPROVED | 2024-01-11 |
| MI | RA | APPROVED | 2024-01-11 |
| WI | RA | APPROVED | 2024-01-11 |
| NY | RA | APPROVED | 2022-02-24 |
| WA | RA | APPROVED | 2020-09-17 |
| MA | RA | APPROVED | 2016-02-29 |
| NC | RA | APPROVED | 2015-10-02 |
| TX | RA | APPROVED | 2015-06-02 |
| AZ | RA | APPROVED | 2014-06-26 |
| DE | RA | APPROVED | 2013-01-17 |
| UT | RA | APPROVED | 2012-11-21 |
| IL | RA | APPROVED | 2006-07-10 |
Branch Locations
2550 Compass Rd Suite E, Glenview, IL 60026 • United States
Elkhorn, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Arlington Heights | IL | 04/2009 | 12/2017 |
| Park Avenue Securities Llc | Arlington Heights | IL | 04/2009 | 12/2017 |
| Guardian Life Insurance | Glenview | IL | 05/2017 | 01/2019 |
| Park Avenue Securities | Glenview | IL | 05/2017 | 01/2019 |
| Guardian Life Insurance | Chicago | IL | 01/2018 | 01/2019 |
| Park Avenue Securities | Chicago | IL | 01/2018 | 01/2019 |
| Guardian Life Insurance Company | Palatine | IL | 01/2019 | 05/2021 |
| Park Avenue Securities | Palatine | IL | 01/2019 | 05/2021 |
| Guardian Life Insurance | Burlington | WI | 05/2021 | 08/2023 |
| Park Avenue Securities | Burlington | WI | 05/2021 | 08/2023 |
| Guardian Life Insurance | Palatine | IL | 04/2022 | 08/2023 |
| Park Avenue Securities | Palatine | IL | 04/2022 | 08/2023 |
| Guardian Life Insurance | Glenview | IL | 08/2023 | Present |
| Park Avenue Securities | Glenview | IL | 08/2023 | Present |
| Guardian Life Insurance Company | Elkhorn | WI | 06/2024 | Present |
| Park Avenue Securities | Elkhorn | WI | 06/2024 | Present |
1. CPE Instructor for Guardian-I provide and teach CPE courses for local area CPA's , Start: 09/15/2011, Address: 171 W Wing St.Arlington Heights, IL. 60005, 5 bus hrs per month, Not Investment related, 2. Property and Casualty Insurance, Group Benefits-Sell/Consulting for p/c insurance, and group benefits, START: 08/01/2014, ADDRESS: 334 Waynes Court Palatine Il 60067, Hrs per month - tot/bus: 10/5, Investment related, 3. The Capital Coach Program-Life Coaching for business owners, Start: 08/01/2014, Address: 334 Waynes Ct Palatine Il 60067, 5-10 bus hrs per month, Not Investment related, 4. First Capital Financial Concepts-DBA, Start: 01/01/2007, Address: - 488 Milwaukee Ave. Burlington, WI 53105, 40 Total hours per month 20 during securities trading hours, Investment related, 5) Northwest Properties, LLC-own a business condo in Arlington Heights, Start: 01/01/2020, Address: 171 W. Wing St., Ste 204B Arlington Heights, IL. 60005, 0 total hours per month , Investment related, Less than 10% annual compensation, 6) Capital Risk, LLC-registered agent of the LLC, Start: 06/01/2022, Address: w5583 Oak Park Ave. Elkhorn, WI 53121, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-28 |
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