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Current Employers
Enza Financial, Llc

6450 Rockside Woods Blvd S Suite 150, Independence, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-11-17
  • OH RA
    APPROVED
    Since 2021-11-17

Branch Locations

6450 Rockside Woods Blvd S Suite 150, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Benefits Group Cleveland OH 03/1978 08/2017
M. Holdings Securities, Inc. Portland OR 05/2001 Present
M Holdings Securities, Inc. Independence OH 06/2003 11/2021
Enza Financial, Llc Independence OH 08/2014 Present
Benefits Resource Group Independence OH 08/2014 Present
Enza Financial, Llc Independence OH 07/2021 Present
Enza Insurance, Llc Independence OH 01/2023 Present
Enza Service Company, Llc Independence OH 01/2023 Present
  • 03/1978 → 08/2017
    The Benefits Group
    Cleveland, OH
  • 05/2001 → Present
    M. Holdings Securities, Inc.
    Portland, OR
  • 06/2003 → 11/2021
    M Holdings Securities, Inc.
    Independence, OH
  • 08/2014 → Present
    Independence, OH
  • 08/2014 → Present
    Benefits Resource Group
    Independence, OH
  • 07/2021 → Present
    Independence, OH
  • 01/2023 → Present
    Enza Insurance, Llc
    Independence, OH
  • 01/2023 → Present
    Enza Service Company, Llc
    Independence, OH
Other Businesses

1) Your Partner in HR; 13500 Pearl road, Suite 139-306; Strongsville, OH 44136; Networking Group Member, Professional networking group; Not Investment Related. 4 hours/month; 4 hours/month during business hours; No Compensation. 2) Workchat; 6450 Rockside Woods South, Suite 150, Independence, OH 44131; 08/01/2015; Business Owner; Communications for 401(k) plan participants; Not Investment Related; 5 hours/month; 5 hours/month during business hours; Ownership. 3) LIA Solutions; 6082 Meadow Lake Drive, Medina, OH 44256; 07/01/2018; Sole Owner; Rental property, one house; Not Investment Related; 6 hours/month, 6 hours/month during business hours; Rental Income. 4) Enza Foundation; 6450 Rockside Woods South, Suite 150, Independence, OH 44131; 1/1/18; Founder; Donations to charities of choice; Not Investment Related; 1 hour/month; 0 hours/month during business hours; No Compensation. 5) Woman City Club Investment Group; 6082 Meadowlake, Medina, OH 44256; 04/10/1995; Member; Investment Club; Investment Related; 5 hours/month; 5 hours/month during business hours; Ownership. 6) Enza Financial; 6450 Rockside Woods South, Suite 150, Independence, OH 44131; 08/14/2014; Principal; Management, consulting, marketing, sales; Investment Related; 200 hours/month; 200 hours/month during business hours; Ownership, Expense Reimbursement, Profits, Commissions, Wages/Salary. 7) ENZA FINANCIAL, LLC (INDY RIA); POSITION: Principal NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/11/2022; ADDRESS: 6450 Rockside Woods, Suite 150, Medina OH 44256, United States; DESCRIPTION: Ownership role in firm. Involved in establishing procedures, practices and ensure adequate compliance. Introducing clients/prospects to services 8) ENZA INSURANCE, LLC POSITION: Principal NATURE: All insurance commissionable premiums are paid to this entity including those from our broker dealer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2023; ADDRESS: 6450 Rockside Woods, Suite 150, Independence OH 44256, United States; DESCRIPTION: I am an owner of this business. My primary responsibility to is bring sales into this company. We have other shareholders who run this entity 9) ENZA SERVICE COMPANY, LLC; POSITION: Principal NATURE: See 1.3 above INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2023; ADDRESS: 6450 Rockside Road, Suite 150, Independence OH 44256, United States; DESCRIPTION: I am an owner in this business and our other shareholder will be managing this entity. My role is to review the operations and financials monthly during our executive management team meetings

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-06-07
  • S63 Uniform Securities Agent State Law Examination
    2002-06-07
Designations

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