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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-02-28 |
| IN | RA | APPROVED | 2017-02-28 |
| MI | RA | APPROVED | 2017-02-28 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
Leighton Plaza, 130 South Main Street Suite 110, South Bend, IN 46601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | South Bend | IN | 06/2009 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | South Bend | IN | 02/2017 | Present |
1. Newton Park; 801 N. Michigan Lakeville IN 46536; Sports Park; Board Member; provides direction/guidance for the park activities; affiliation started 09/30/2016; 8.0 hours per quarter; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-18 |
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