Albert Joseph Flores

Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Fortress Financial Group
  San Ramon, CA
• 05/2014 → 09/2017
  Solera Asset Managers, Llc
  Roseville, CA
• 01/2018 → Present
  Sound Income Strategies, Llc
  San Ramon, CA

Previous Registrations

• 2017-03-22 → 2018-02-26
  Solera Asset Managers, Llc
  San Ramon, CA
  North Little Rock, AR

Other Businesses

1. Fortress Financial Group is a DBA operated with the intent of providing financial planning and educational seminars. - Investment related. 40% of Business hours 2. RX Design Inc. - Non active. Non Investment Related. Offering Professional Services. Currently registered with the State of California. 3. RXD Insurance Group - Non - Investment related. Sale of Fixed Insurance Products DBA for Tier One Management Group. 0 Hours per month. 4. Tier One Management Group. Non - Investment related. Sale of Fixed Insurance Products. 30% of Business hours. 5. The Retirement Income Source - Franchise Owner - Investment related - Marketing to prospective clients for Investment Advisory and Fixed Insurance Services. 0% of Business hours per month. 6. Guard One Management, Inc. - investment related - offers fixed insurance products and investment advisory services. 30% of business hours. 7. Earn Today - investment related - limited partnership that handles personal trading and administration. 0% of business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-16
• S63 Uniform Securities Agent State Law Examination
  1993-12-28