David John Nesbitt

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → Present
  Nesbitt Financial Services
  Bath, NY
• 10/2012 → 09/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2012 → 09/2018
  Cambridge Invesment Research Advisors, Inc
  Fairfield, IA
• 09/2018 → 05/2024
  Lpl Financial, Llc
  Bath, NY
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-12-13 → 2024-05-03
  Lpl Financial Llc
  Bath, NY
  Syracuse, NY
  Wellsville, NY
  Bath, NY
  Wellsville, NY
  Hornell, NY
  Wellsville, NY
  Hornell, NY
• 2012-10-26 → 2018-10-10
  Cambridge Investment Research Advisors, Inc.
  Bath, NY

Other Businesses

1) GLENWOOD CLUB, 11028 E LAKE RD, HAMMONDSPORT NY 14840, 05/2024, VOLUNTEER, TREASURER, NIR, 5 HR/MO - 0 HR/MO TRADING. 2) NESBITT & ASSOCIATES, INC.,7181 ST RT 54, BATH NY 14810, 05/2024, OWNER, USING A TRADE NAME/DBA, INV REL, 40 HR/MO - 33 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/01/2024 4) DAVID J. NESBITT, 7181 State Route 54 STE 101, Bath NY 14810, 07/2026, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-10
• S63 Uniform Securities Agent State Law Examination
  1994-06-07