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Account
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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2025-03-21 |
| AZ | RA | APPROVED | 2025-01-22 |
| IA | RA | APPROVED | 2025-01-09 |
| CA | RA | APPROVED | 2024-09-13 |
| IL | RA | APPROVED | 2024-02-08 |
| NC | RA | APPROVED | 2022-12-01 |
| RI | RA | APPROVED | 2022-03-15 |
| NY | RA | APPROVED | 2021-08-05 |
| TX | RA | APPROVED_RES | 2018-01-31 |
| VT | RA | APPROVED | 2017-11-16 |
| MO | RA | APPROVED | 2016-08-11 |
| MA | RA | APPROVED | 2014-05-19 |
| FL | RA | APPROVED | 2014-03-24 |
| MD | RA | APPROVED | 2014-03-18 |
| CT | RA | APPROVED | 2014-03-14 |
| NJ | RA | APPROVED | 2014-03-14 |
| VA | RA | APPROVED | 2014-03-14 |
Branch Locations
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank, N.A. | Purchase | NY | 03/2014 | Present |
| Td Private Client Wealth Llc | Purchase | NY | 03/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-06 |
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