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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-01
  • TX RA
    APPROVED_RES
    Since 2017-03-01

Branch Locations

528 Cottage St Ne Ste 300A, Salem, OR 97301 • United States

Dallas, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Salem OR 09/2005 03/2020
Ameriprise Financial Services, Llc Salem OR 03/2020 Present
Other Businesses

Business Ownership; Davis Enterprises; ; Management of financial planning practice.; 528 Cottage St NE, Suite 300ASalem, OR 97301, ,; ; 07/01/2010; 20 to 39 hours per month; . Board of Directors; Elder Board for Faith Evangelical Free Church; Elder; 2290 E Ellendale Ave, , Dallas, OR, 97338; Not Investment-Related; 01/28/2024; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-17
  • S63 Uniform Securities Agent State Law Examination
    1994-01-17

View on SEC IAPD

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