Philip Asbury Insley

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-02-14
MD	RA	APPROVED	2012-11-09

TX RA
APPROVED_RES

Since 2019-02-14
MD RA
APPROVED

Since 2012-11-09

Branch Locations

Towson, MD • United States

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Hunt Valley	MD	10/2012	Present
Mml Investors Services, Llc	Hunt Valley	MD	10/2012	Present

10/2012 → Present

Massmutual Life Insurance Co

Hunt Valley, MD
10/2012 → Present

Mml Investors Services, Llc

Hunt Valley, MD

Previous Registrations

2010-08-27 → 2012-10-25

Morgan Stanley

Baltimore, MD

Other Businesses

NAME: PHILIP INSLEY/LENOX ADVISORS, INC, INV REL: Y ADD: 11350 MCCORMICK ROAD, EXECUTIVE PLAZA IV, SUITE 200, HUNT VALLEY, MD 21031 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT START DATE: 10/15/2012 NO. HR/MO: 25, NO. HR/MO DURING SEC TRADING: 25, DESCRIBE DUTIES: VARIOUS CARRIERS OF LIFE, HEALTH, FIXED ANNUITIES, DISABILITY INCOME INSURANCE AND LONGTERM CARE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-28

S66 Uniform Combined State Law Examination

2010-07-28

Other Names

Iii Philip Asbury Insley
Phil Insley
Philip Asbury Insley
Philip Asbury Insley
Philip Asbury Insley Iii

View on SEC IAPD