Stevan Heninger Gates

Current Employers

Employment History

• 05/2014 → 01/2017
  Allegis Investment Services, Llc
  South Jordan, UT
• 05/2014 → 01/2017
  Allegis Investment Advisors, Llc
  South Jordan, UT
• 01/2017 → 06/2024
  Securities America, Inc.
  Midvale, UT
• 01/2017 → 06/2024
  Securities America Advisors
  Midvale, UT
• 02/2017 → Present
  Arbor Point Advisors
  Midvale, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Midvale, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Midvale, UT

Previous Registrations

• 2017-01-18 → 2024-06-14
  Securities America Advisors, Inc.
  Midvale, UT
• 2017-02-28 → 2017-05-15
  Arbor Point Advisors
  Midvale, UT
• 2014-05-27 → 2017-01-18
  Allegis Investment Advisors, Llc
  South Jordan, UT
  Idaho Falls, ID
• 1998-08-31 → 2014-05-21
  Osaic Fa, Inc.
  Salt Lake City, UT
  Holladay, UT
  Salt Lake City, UT
  Salt Lake City, UT
  Bountiful, UT
  Bountiful, UT

Other Businesses

**Financial Independence Group Position: Independent Insurance Agent Nature: Financial Independence Group, Independent Marketing Organization for Fixed Life Products, including: Fixed Annuities, Fixed Life Insurance, and Fixed Indexed Annuities - Investment Related: No - Hours: 10 - Securities Trading Hours: 6 - Start Date: 01/15/2017 - Address: 6929 E. Greenway Parkway, Suite 190, Scottsdale AZ 85254 **Securities America Advisors Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes - Start Date: 12/2017 Address: 6955 S Union Park Center Suite 410 Midvale, UT 84047 **ADVISORS EXCELL POSITION: life insurance agent NATURE: Securities America Advisors - Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes - Start Date: 12/2017 Address: 6955 S Union Park Center Suite 410 Midvale, UT 84047 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2019 ADDRESS: 2950 SW McClure Rd., Topeka KS 66614 DESCRIPTION: I would be using them as an brokerage of all fixed life and fixed & fixed indexed annuity insurance **FINANCIAL STRATEGIES INSTITUTE POSITION: broker NATURE: Offer/Sell insurance products to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2017 ADDRESS: 6955 South Union Park Center, Midvale UT 84047 DESCRIPTION: Selling MIGA, FI and Term, UL, iUL, WL insurance policies. **ALLEGIS ADVISOR GROUP POSITION: Life Insurance Agent brokerage NATURE: Allegis Advisor Group INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/02/2020 ADDRESS: 10325 So. Jordan Parkway, Suite 100, South Jordan UT 84095, United States DESCRIPTION: Fixed Life Insurance brokerage option **ECA POSITION: Insurance agent NATURE: ECA Field Marketing Organization (FMO) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2021 ADDRESS: 7800 Equitable Dr. suite 200, Eden Prairie MN 55344 DESCRIPTION: Educating, offering clients on fixed Indexed or equity indexed annuities **ALLEGIS ADVISOR GROUP/SIMPLICITY POSITION: Life Insurance Agent brokerage NATURE: Simplicity/Allegis Advisor Group INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/02/2020 ADDRESS: 75 W. Towne Ridge Parkway, Sutie 210, Sandy UT 84070 DESCRIPTION: Fixed Life Insurance brokerage option

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-15
• S63 Uniform Securities Agent State Law Examination
  1994-06-02

Other Names

• Stevan Gates