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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-02-25
  • PA RA
    APPROVED
    Since 2020-02-25

Branch Locations

Lafayette Hill, PA • United States

201 King Of Prussia Drive Offices 620, 624, 625, 627, 636, 638, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Insittiutonal Services, Llc Philadelphia PA 05/2010 08/2018
The Vanguard Group, Inc. Malvern PA 09/2018 03/2019
Vanguard Advisers Inc Malvern PA 09/2018 03/2019
Vanguard Marketing Corporation Malvern PA 09/2018 03/2019
Tiaa Philadelphia PA 05/2010 09/2018
Tiaa Radnor PA 02/2020 Present
Tiaa-Cref Individual & Insittiutonal Services, Llc Radnor PA 02/2020 Present
Emoney Advisor Radnor PA 03/2019 02/2020
  • 05/2010 → 08/2018
    Tiaa-Cref Individual & Insittiutonal Services, Llc
    Philadelphia, PA
  • 09/2018 → 03/2019
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2018 → 03/2019
    Malvern, PA
  • 09/2018 → 03/2019
    Vanguard Marketing Corporation
    Malvern, PA
  • 05/2010 → 09/2018
    Tiaa
    Philadelphia, PA
  • 02/2020 → Present
    Tiaa
    Radnor, PA
  • 02/2020 → Present
    Tiaa-Cref Individual & Insittiutonal Services, Llc
    Radnor, PA
  • 03/2019 → 02/2020
    Emoney Advisor
    Radnor, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-14
S63 Uniform Securities Agent State Law Examination 1997-04-07
  • S66 Uniform Combined State Law Examination
    2004-05-14
  • S63 Uniform Securities Agent State Law Examination
    1997-04-07
Other Names
  • Cazzie Seweryn
  • Caz Seweryn
  • Casimir Michael Seweryn
  • Casimir Seweryn

View on SEC IAPD

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