Robert Gillis Farmer

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fresno, CA
• 11/2016 → 08/2017
  Wells Fargo Clearing Services, Llc
  Fresno, CA
• 08/2017 → Present
  Ford Financial Group, Llc
  Fresno, CA
• 08/2017 → Present
  Lpl Financial, Llc
  Fresno, CA
• 01/2023 → Present
  Perennial Financial Services
  Los Angeles, CA

Previous Registrations

• 2017-08-31 → 2023-05-12
  Ford Financial Group
  Fresno, CA
• 2003-07-01 → 2017-09-07
  Wells Fargo Clearing Services, Llc
  Fresno, CA
  Fresno, CA
• 2000-08-31 → 2003-07-01
  Prudential Equity Group, Llc
  Fresno, CA

Other Businesses

1. 8/31/2017 - China Peak Ski Team - Not Investment Related - Lakeshore, CA - Other-Coach - Ski Coach - Started 12/1/2013 - 24 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 2. 8/31/2017 - FORD FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 9/1/2017 - Time Spent 100%. 3. 8/31/2017 - CROWN CASTLE CELL TOWER - Investment Related - 5720 E Behymer, Clovis CA 93619 - REAL ESTATE RENTAL - 0 Hours Per Mont - Time Spent 0%. 4. 4/9/2018 - Robert G. Farmer Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/27/2018 - 80 Hours Per Month/6 Hours During Securities Trading. 5. 05/17/2023 - Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/01/2023 - 40 Hours Per Month/6 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/17/2023 - FORD FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 05/01/2023 - 40 Hours Per Month/6 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 06/14/2023 - FORD FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/26/2023 - 40 Hours Per Month/ 6 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-07
• S65 Uniform Investment Adviser Law Examination
  1994-01-07