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Lisa Angela Volpari

Stifel, Nicolaus & Company, Incorporated

Grosse Pointe, MI

CRD 2436096

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-11-19
TX RA APPROVED_RES 2020-03-31
  • MI RA
    APPROVED
    Since 2020-11-19
  • TX RA
    APPROVED_RES
    Since 2020-03-31

Branch Locations

17000 Kercheval Avenue Suite 240, Grosse Pointe, MI 48230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Grosse Pointe MI 01/2007 Present
Previous Registrations
  • 2006-12-05 → 2007-01-22
    Keybanc Capital Markets Inc.
    Grosse Pointe Woods, MI
    Grosse Pointe Woods, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-20
S63 Uniform Securities Agent State Law Examination 1994-03-07
  • S65 Uniform Investment Adviser Law Examination
    1999-09-20
  • S63 Uniform Securities Agent State Law Examination
    1994-03-07
Other Names
  • Lisa Golembiewski Volpari

View on SEC IAPD

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