Michael H Beaulieu

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2024-09-19

RI RA
APPROVED

Since 2024-09-19

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Investment Management Services	Hartford	CT	04/2004	04/2022
Gwfs Equities, Inc.	Greenwood Village	CO	04/2022	04/2022
Citizens Securities, Inc.	Johnston	RI	09/2024	Present
Empower Financial Services, Inc. (Efsi)	Greenwood Village	CO	04/2022	04/2024
Unemployed	Amston	CT	04/2024	09/2024
Prudential Insurance Company Of America	Hartford	CT	04/2004	04/2022
Global Portfolio Strategies, Inc.	Hartford	CT	04/2006	01/2023

04/2004 → 04/2022

Prudential Investment Management Services

Hartford, CT
04/2022 → 04/2022

Gwfs Equities, Inc.

Greenwood Village, CO
09/2024 → Present

Citizens Securities, Inc.

Johnston, RI
04/2022 → 04/2024

Empower Financial Services, Inc. (Efsi)

Greenwood Village, CO
04/2024 → 09/2024

Unemployed

Amston, CT
04/2004 → 04/2022

Prudential Insurance Company Of America

Hartford, CT
04/2006 → 01/2023

Global Portfolio Strategies, Inc.

Hartford, CT

Previous Registrations

2006-05-08 → 2023-01-31

Global Portfolio Strategies, Inc.

Hartford, CT
2002-02-13 → 2004-09-03

Prudential Retirement Brokerage Services, Inc.

Hartford, CT

Other Businesses

1) RHAM (Regional Hebron Andover Marlborough) Board of Education - School Board Member. No access to funds. Zero compensation. 5-10 hours/month. Start date: 01/2024. 2) Board of Finance (Town of Hebron) - Board Member. Zero compensation. 3 - 4 hours/month. Start date: November 2025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-30
S63	Uniform Securities Agent State Law Examination	1996-04-26

S65 Uniform Investment Adviser Law Examination

2001-01-30
S63 Uniform Securities Agent State Law Examination

1996-04-26

View on SEC IAPD