Scott David Hammer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 09/2016
  Wells Fargo Advisors
  Addison, TX
• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 01/2017 → Present
  Bank Of America, N.A.
  Dallas, TX

Previous Registrations

• 2012-06-07 → 2016-10-12
  Wells Fargo Clearing Services, Llc
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Addison, TX
  Fort Worth, TX
• 2004-11-19 → 2007-05-10
  Citigroup Global Markets Inc.
  Dallas, TX
  Dallas, TX
• 2001-02-02 → 2004-12-17
  Ubs Financial Services Inc.
  Dallas, TX

Other Businesses

I*1177258For profit or not for profit: Entity For ProfitName of outside business organization: Sledgedhammer LLCInvestment related: NAddress of business: Dallas, Texas, 75214Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/1/2023Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Real Estate purchase remodel and sale I*1199269For profit or not for profit: Entity For ProfitName of outside business organization: BALL PEEN HAMMER LLCInvestment related: NAddress of business: Dallas, Texas, 75214Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 8/12/2021Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties-LLC for timeshare I*1202262For profit or not for profit: Entity For ProfitName of outside business organization: JACK HAMMER LLCInvestment related: NAddress of business: Austin, Texas, 78729Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 3/1/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: I am listed as a member of the LLC., The home is owned for recreational purposes I*2430292, Entity Type: Entity For Profit, Name of OBA: SLEDGEDHAMMER LLC , Address: Dallas, Texas, 75228, Investment Related: N, Position, Title, Association: Other, Employee State Date: 06/01/2024, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties: Real Estate and I own the property

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-11
• S63 Uniform Securities Agent State Law Examination
  1994-03-08

Other Names

• Scott David Hammer
• Scott Hammer