Edward Lee Gunnell

Current Employers

Employment History

• 07/2015 → 11/2016
  Cetera Advisors Llc
  Denver, CO
• 11/2016 → Present
  Gunnell Financial
  Plainfield, IN
• 12/2020 → Present
  Hbc Wealth Management
  Plainfield, IN

Previous Registrations

• 2021-01-14 → 2021-12-04
  Hbc Wealth Management Llc
  Plainfield, IN
• 2015-08-25 → 2016-11-30
  Cetera Advisors Llc
  Carmel, IN
  Plainfield, IN
• 2008-04-24 → 2015-07-17
  Gunnell Retirement And Estate Planning Llc
  Plainfield, IN
• 2004-08-19 → 2008-03-13
  Pruco Securities, Llc.
  South Bend, IN
  South Bend, IN
  Indianapolis, IN
• 2003-10-30 → 2004-05-04
  Banc One Securities Corporation
  Elkart, IN
• 2003-01-13 → 2003-10-03
  Natcity Investments, Inc.
  Fort Wayne, IN
• 1998-12-23 → 2002-10-31
  Charles Schwab & Co., Inc.
  Indianapolis, IN

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2015 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: GUNNELL FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING, FINANCIAL PLANNING START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 20 POSITION/TITLE/RELATIONSHIP: PRINCIPAL BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, REPRESENTATION, ACCOUNTING, AND AUDITING SERVICES, FINANCIAL PLANNING 3.N/A, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION IN 46032, COMMUNITY SPORTS, STARTED 7/27/15, REFEREE, APX 1/2014, SEASONAL, YOUTH SOCCER REF 4. NAME OF OTHER BUSINESS: HARPER BROWN CAPITAL INVESTMENT RELATED: NO ADDRESS: 8440 WOODFIELD CROSSING BLVD STE 325 INDIANAPOLIS IN 46240 NATURE OF BUSINESS: MEMBER OF BOARD OF DIRECTORS DESCRIPTION OF DUTIES: CORPORATE OVERSIGHT AND CONSULTING

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-08-24
• S65 Uniform Investment Adviser Law Examination
  1999-12-15

Other Names

• Ii Edward Lee Gunnell
• Ed Gunnell
• Eddie Gunnell
• Edward Lee Gunnell