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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-14
SC RA APPROVED 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14
  • SC RA
    APPROVED
    Since 2024-11-14

Branch Locations

5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charlotte NC 05/2000 05/2021
Edward Jones St Louis MO 08/2022 07/2024
Unemployed Rock Hill SC 06/2021 07/2022
Pruco Securities, Llc. Charlotte NC 08/2024 11/2024
The Prudential Insurance Company Of America Charlotte NC 09/2024 Present
Lpl Enterprise, Llc Charlotte NC 11/2024 Present
Previous Registrations
  • 2024-10-07 → 2024-11-14
    Charlotte, NC
  • 2022-08-15 → 2024-07-08
    Rock Hill, SC
    Rock Hill, SC
    St Louis, MO
    Fort Mill, SC
  • 2008-03-01 → 2021-06-11
    Charlotte, NC
    Fort Mill, SC
    Fort Mill, SC
  • 2002-06-25 → 2011-12-31
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Other Businesses

1) 10/03/2025-Freedom360 Financial-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/01/2025-160hrs/mth-130hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-05
  • S66 Uniform Combined State Law Examination
    2000-12-05
Other Names
  • Kim Bryant
  • Kimberly L Bryant
  • Kimberly Lynn Long
  • Kimberly Lynn Bryant

View on SEC IAPD

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