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Vincenzo James Barba

LPl Financial LLC

Manasquan, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-01
NJ RA APPROVED 2003-07-28
  • TX RA
    APPROVED_RES
    Since 2018-04-01
  • NJ RA
    APPROVED
    Since 2003-07-28

Branch Locations

2399 Highway 34 Suite A3, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sea Grit NJ 07/2003 Present
V. Barba Company Sea Girt NJ 11/2003 07/2018
  • 07/2003 → Present
    Lpl Financial Llc
    Sea Grit, NJ
  • 11/2003 → 07/2018
    V. Barba Company
    Sea Girt, NJ
Previous Registrations
  • 2007-05-07 → 2017-12-31
    V. Barba Company
    Sea Girt, NJ
  • 2004-08-04 → 2006-12-31
    V. Barba Company
    Sea Girt, NJ
Other Businesses

1. 01/29/2013: DBA ONLY / V. BARBA COMPANY / MANASQUAN, NJ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-27
S63 Uniform Securities Agent State Law Examination 1994-04-27
  • S65 Uniform Investment Adviser Law Examination
    2001-11-27
  • S63 Uniform Securities Agent State Law Examination
    1994-04-27
Designations
Other Names
  • Vincent James Barba
  • Vinnie Barba
  • Vincent Barba

View on SEC IAPD

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