Vincenzo James Barba

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  Lpl Financial Llc
  Sea Grit, NJ
• 11/2003 → 07/2018
  V. Barba Company
  Sea Girt, NJ

Previous Registrations

• 2007-05-07 → 2017-12-31
  V. Barba Company
  Sea Girt, NJ
• 2004-08-04 → 2006-12-31
  V. Barba Company
  Sea Girt, NJ

Other Businesses

1. 01/29/2013: DBA ONLY / V. BARBA COMPANY / MANASQUAN, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-27
• S63 Uniform Securities Agent State Law Examination
  1994-04-27

Designations

• Certified Financial Planner

Other Names

• Vincent James Barba
• Vinnie Barba
• Vincent Barba