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Curtis Leo Neises

Spc

Howard, SD

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
SD RA APPROVED 2019-02-05
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • SD RA
    APPROVED
    Since 2019-02-05

Branch Locations

123 S. Main St., Howard, SD 57349 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miner Insurance & Financial Services, Inc. Howard SD 09/1990 Present
Parkland Securities, Llc Ann Arbor MI 08/2014 Present
  • 09/1990 → Present
    Miner Insurance & Financial Services, Inc.
    Howard, SD
  • 08/2014 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
Other Businesses

1. DBA - Miner Insurance & Financial Services, Inc. (formerly Miner Insurance Agency, Inc.), 124 S Main, Howard, SD. Owner and Agent of the agency. Property casualty business. Licensed to sell P/C, life insurance with other carriers. Start date: 8/90. Name updated 5/5/25, approx. 60-80 hrs/mo. INV REL: Y 2. CLERK FOR GREEN VALLEY TOWNSHIP, LOCAL TOWNSHIP WHERE I RESIDE. BOARD MEMBERS COMPENSATED $200 ANNUALLY FOR THEIR SERVICES. I AM RESPONSIBLE FOR TAKING MINUTES FROM OUR MEETINGS BUT HAVE NO CHECK WRITING AUTHORITY. 3. Board member and acting Secretary for Howard Industries Corporation. Duties include attending monthly meetings and taking minutes for the meetings. Start date: 5/20/25, approx. 2-4 hrs/mo, less than 5% during mkt hrs. I am also a shareholder (inheriting the shares from a family member). I do not have access to any check writing for funds for the organization. INV REL: N 4. Board member and Secretary for the Howard Development Corporation. This is a non-profit corporation that works in conjunction with Howard Industries Corp for promoting community growth in housing and industry. Duties include attending monthly meetings and taking minutes for the meetings. Start date: 5/20/25, approx. 2-4 hrs/mo, less than 5% during mkt hrs. INV REL: N 5. CHURCH COUNCIL MEMBER FOR ST. AGATHA PARISH, NONCOMPENSATED. I ACT AS A "SOUNDING BOARD", FROM PARISHIONERS, ALONG WITH OTHER COUNCIL MEMBERS, TO OUR PRIEST, WHO HAS COMPLETE AND FINAL SAY OF THE FINANCIAL DECISIONS OF OUR CHURCH. COUNCIL MEMBERS CAN ONLY MAKE RECOMMENDATIONS TO PRIEST, NO FINAL DECISIONS CAN BE MADE BY ANY COUNCIL MEMBER. 6. MY WIFE AND I OWN FARMLAND IN MINER COUNTY, SD (WHERE ARE RESIDENCE IS LOCATED). WE RENT OUR FARM LAND TO A LOCAL FARM PRODUCER, ANNUAL RENTAL INCOME IS APPROXIMATELY $2,600. WE ALSO HAVE A PORTION OF OUR FARM GROUND IN CRP WITH THE ANNUAL INCOME APPROXIMATELY $6,500. 7. Notary public - Miner County and State of South Dakota. Provide notary services on an as-needed basis. Start date: 6/23/20, less than 1 hr/mo. Commission ends 6/23/2026. 8. Committee member - Pastoral Planning Committee - Pastorate #10), Howard, SD. Committee helps with the direction of the newly formed Pastorate. Start date: 11/6/23, approx. 1-2 hrs/mo, none during mkt hrs. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-04
S63 Uniform Securities Agent State Law Examination 1994-01-10
  • S65 Uniform Investment Adviser Law Examination
    2019-02-04
  • S63 Uniform Securities Agent State Law Examination
    1994-01-10

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