Derrick Keith Williams

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 02/2018
  Oppenheimer & Co. Inc
  Atlanta, GA
• 02/2018 → 12/2021
  Td Ameritrade
  Atlanta, GA
• 12/2021 → 07/2022
  Charles Schwab & Co., Inc.
  Atlanta, GA
• 04/2022 → 07/2022
  Charles Schwab Bank, Ssb
  Atlanta, GA
• 04/2022 → 07/2022
  Charles Schwab Premiere Bank
  Atlanta, GA
• 04/2022 → 07/2022
  Charles Schwab Trust Bank
  Atlanta, GA
• 08/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2022 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 08/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-02-16 → 2022-08-22
  Charles Schwab & Co., Inc.
  Atlanta, GA
  New York City, NY
• 2019-03-19 → 2022-01-17
  Td Ameritrade, Inc.
  Atlanta, GA
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2019-03-16
• S63 Uniform Securities Agent State Law Examination
  1996-09-03

Other Names

• Derick Keith Williams