David Lawrence Givnish

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2017-11-29
TX	RA	APPROVED	2017-11-29

AZ RA
APPROVED

Since 2017-11-29
TX RA
APPROVED

Since 2017-11-29

Branch Locations

Carefree, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
National Planning Cooperation	Scottsdale	AZ	10/2013	11/2017
Lpl Financial Llc	Scottsdale	AZ	11/2017	Present

10/2013 → 11/2017

National Planning Cooperation

Scottsdale, AZ
11/2017 → Present

Lpl Financial Llc

Scottsdale, AZ

Previous Registrations

2013-10-08 → 2017-11-29

National Planning Corporation

Scottsdale, AZ
2013-05-21 → 2014-07-16

Wise World Investment Planning

Scottsdale, AZ

Chandler, AZ

Other Businesses

1. 11/29/2017 - David Givnish, CLU - Investment Related - 11047 E Loving Tree Ln Scottsdale AZ 85262 - Non-Variable Insurance - Start Date 10/10/2013 - 150 Hours Per Month/125 During Securities Trading - Fixed insurance sales - Life, LTC, Health.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-02-14
S63	Uniform Securities Agent State Law Examination	1996-08-30

S65 Uniform Investment Adviser Law Examination

2013-02-14
S63 Uniform Securities Agent State Law Examination

1996-08-30

View on SEC IAPD