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Mary Beth Christine Ruth

Wells Fargo Clearing Services, LLC

Atlanta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-12-17
TX RA APPROVED 2024-12-17
  • SC RA
    APPROVED
    Since 2024-12-17
  • TX RA
    APPROVED
    Since 2024-12-17

Branch Locations

3280 Peachtree Rd Ne Stes 300 & 400 [Support Center], Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 06/2012 01/2020
Rockefeller Financial Llc Atlanta GA 04/2020 04/2024
Rock & Co Llc Atlanta GA 04/2020 12/2024
Wells Fargo Clearing Services, Llc Myrtle Beach SC 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-12
S63 Uniform Securities Agent State Law Examination 1994-06-15
  • S65 Uniform Investment Adviser Law Examination
    1996-07-12
  • S63 Uniform Securities Agent State Law Examination
    1994-06-15
Designations
Other Names
  • Marybeth C Ruth
  • Marybeth Christine Ruth

View on SEC IAPD

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