John Thomas Mills

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Napa, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-07-07 → 2026-06-26
  Mariner Advisor Network
  Napa, CA
• 2007-09-21 → 2016-07-07
  Strategic Wealth Advisors Group
  Napa, CA
• 2009-01-02 → 2009-09-08
  Associated Securities Corp.
  Napa, CA

Other Businesses

1. 06/16/2010 - MILLS WEALTH MANAGEMENT - NON-VARIABLE INSURANCE DBA - 1% TIME SPENT - I HAVE A LIFE INSURANCE LICENSE, BUT IT IS ONLY FOR USE WITH ANNUITIES. I DO NOT GO AFTER LIFE INSURANCE BUSINESS. 2. 09/04/2013 - MILLS TAX PREP - TAX PREP / ACCOUNTING / BOOKKEEPING - 5% TIME SPENT - TAX PREPARATION 3. 02/01/2016 - mills tax prep - INV REL - Napa, CA - Tax Prep/Accounting/CPA - START 01/01/2014 - 10 HOURS PER MONTH, 5 DURING TRADING - Tax Preparation 4. 12/30/2025 - Napa Rifle and Pistol Club - Non-Profit Board Member - Not Investment Related - Napa, CA - Start Date 01/01/2026 - 3 hours per month 5. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-20