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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-03-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 06/2012 | 03/2017 |
| Baxter Credit Union | Vernon Hills | IL | 06/2012 | 03/2017 |
| Bcu Wealth Advisors, Llc | Vernon Hills | IL | 03/2013 | 03/2017 |
| Cuna Mutual Group | Waverly | IA | 03/2017 | 11/2019 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 03/2017 | 11/2019 |
| U.S. Bancorp Investments, Inc. | Algonquin | IL | 11/2019 | 03/2023 |
| Psecu | Harrisburg | PA | 03/2023 | 07/2025 |
| Lpl Financial Llc | Harrisburg | PA | 03/2023 | Present |
| Clearview Federal Credit Union | Butler | CA | 07/2025 | Present |
1.03/07/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name / PSECU Financial Services Available through LPL Financial LLC; Investment Related; at Reported Business Location(s); Start Date 03/06/2023; hrs/mth; hrs during trading 2.07/07/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Clearview Wealth Management; Investment Related; at Reported Business Location(s); Start Date 06/09/2025; 160hrs/mth; 130hrs during trading 3.07/13/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Clearview Wealth Management Group; Investment Related; at Reported Business Location(s); Start Date 07/08/2025; 160hrs/mth; 130hrs during trading 4.08/20/2026; Ambridge Area High School; Coach/ Sports/ Fitness; Not Investment Related; Ambridge,PA; Start Date 08/17/2026; 40hrs/mth; 12hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-01 |
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