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Marc Anthony Canovali

Cetera Investment Advisers LLC

Pittsburgh, PA

CRD 2435000

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • PA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

3000 Mcknight East Drive, Suite 202, Pittsburgh, PA 15237 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Advisor Group Pittsburgh PA 01/2010 Present
Lpl Financial Llc Pittsburgh PA 01/2015 04/2022
Private Advisor Group, Llc Morristown NJ 01/2015 04/2022
Cetera Advisors Llc St Cloud MN 05/2022 Present
Cck Group, Llc Pittsburgh PA 01/2010 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 2015-01-30 → 2022-05-09
    Pittsburg, PA
    Morristown, NJ
  • 2015-01-30 → 2015-02-02
    Pittsburgh, PA
    Morristown, NJ
    Pittsburgh, PA
  • 2009-04-07 → 2015-01-30
    Invest Financial Corporation
    Appleton, WI
    Pittsburgh, PA
  • 2002-08-20 → 2009-03-30
    Ameritas Investment Company, Llc
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 05/1992, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, LONG-TERM CARE, PROPERTY & CASUALTY. 2. NAME OF OTHER BUSINESS: THE ADVISOR GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2010, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: CCK GROUP, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 01/2010, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR EXPENSE MANAGEMENT; 4. NAME OF OTHER BUSINESS: ADVISOR REALTY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 08/2026; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR OFFICE SPACE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-10
S63 Uniform Securities Agent State Law Examination 1994-03-28
  • S65 Uniform Investment Adviser Law Examination
    2000-07-10
  • S63 Uniform Securities Agent State Law Examination
    1994-03-28
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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