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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2006-02-03 |
| TX | RA | APPROVED | 2006-02-03 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Little Rock | AR | 02/2006 | Present |
| Bank Of America, Na | Little Rock | AR | 12/2009 | Present |
I*2153282, Entity Type: Fiduciary, Name of OBA: S Trust, Address: Little Rock, Arkansas, 72223, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 06-Jan-2025, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: I*2191258, Entity Type: , Name of OBA: P C TTEE S IRREV TRUST , Address: little roc, Arkansas, 72223, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 08-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2409264, Entity Type: , Name of OBA: P C TTEE U/A DTD 12/21/2023 BY G M C, Address: little rock , Arkansas, 72223, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 21-Dec-2023, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-31 |
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